Trading in the capital market is one of the rewarding means of creating wealth for firms as well as individuals. However, just like any other business in diverse industries, securities markets also come across a range of malpractices, which have led to the formulation of a host of regulations to create a level playing ground for every participant. In fact, recent years have led industry players dealing with market abuse directives from time to time. Financial intuitions and companies have to find ways of implementing such regulations for keeping themselves compliant.
Market Abuse Directive: An Overview
The directive is intended to ensure the integrity of European financial markets and intensify investor confidence with great cross-border cooperation. Such directives are stipulated with an objective to create a level playing field for all capital market operators in the Member States as part of the effort to contain market abuse. MDA II issued in 2011 by EC aims to introduce criminal sanctions of insider market abuse and manipulation and to align international interpretation of MAD into a synchronized approach. MAD II was issued to further accentuate the framework of MAD I in the interest of investors.
Market Abuse Solution
In order to combat market manipulation, and keeping compliant with MAD, market abuse solutions are gaining importance among trade market related companies and organizations. A market abuse solution helps companies for effective surveillance in attempted market abuse and market manipulation. It helps financial institutions identify dangerous, complicated and suspicious patterns. Moreover, it enables compliance officers take preventive actions at an early stage eliminating the risk of potential sanctions and disastrous control failures.
Benefits of Implementing Market Abuse Solution
However, when looking for an effective market abuse solution, make sure you choose a reputable company.
Market Abuse Directive: An Overview
The directive is intended to ensure the integrity of European financial markets and intensify investor confidence with great cross-border cooperation. Such directives are stipulated with an objective to create a level playing field for all capital market operators in the Member States as part of the effort to contain market abuse. MDA II issued in 2011 by EC aims to introduce criminal sanctions of insider market abuse and manipulation and to align international interpretation of MAD into a synchronized approach. MAD II was issued to further accentuate the framework of MAD I in the interest of investors.
Market Abuse Solution
In order to combat market manipulation, and keeping compliant with MAD, market abuse solutions are gaining importance among trade market related companies and organizations. A market abuse solution helps companies for effective surveillance in attempted market abuse and market manipulation. It helps financial institutions identify dangerous, complicated and suspicious patterns. Moreover, it enables compliance officers take preventive actions at an early stage eliminating the risk of potential sanctions and disastrous control failures.
Benefits of Implementing Market Abuse Solution
- Prompt respond to regulatory changes
- Cost-efficient
- Minimized workload and turnaround time
- Proactive management of complex and suspicious management
- Enhance quality of market abuse monitoring
- Improves risk management and compliance oversight
However, when looking for an effective market abuse solution, make sure you choose a reputable company.